PART 2. PUBLIC UTILITY COMMISSION OF TEXAS
CHAPTER 21. INTERCONNECTION AGREEMENTS FOR TELECOMMUNICATIONS SERVICE PROVIDERS
The Public Utility Commission of Texas (commission) proposes rule amendments to multiple sections of its Chapter 21, Interconnection Agreements for Telecommunications Service Providers. The specific proposed amendments are detailed below. This rule review is performed in accordance with Texas Government Code §2001.039, which requires a state agency to review and consider for readoption each of its rules every four years.
The proposed changes make amendments to the following rules: 16 Texas Administrative Code (TAC) §21.5, relating to Representative Appearances; §21.31, relating to Filing of Pleadings, Documents, and Other Materials; §21.33, relating to Formal Requisites of Pleading and Documents to be Filed with the Commission; §21.35, relating to Service of Pleadings and Documents; §21.41, relating to Motions; §21.61, relating to Threshold Issues and Certification of Issues to the Commission, §21.75, relating to Motions for Clarification and Motions for Reconsideration; §21.95, relating to Compulsory Arbitration; §21.99, relating to Approval of Arbitrated Agreements; §21.101, relating to Approval of Amendments to Existing Interconnection Agreements; §21.103, relating to Approval of Agreements Adopting Terms and Conditions pursuant to Federal Telecommunications Act of 1996 (FTA) §252(i); §21.123, relating to Informal Settlement Conference; and §21.125, relating to Formal Dispute Resolution Proceeding.
The proposed amendments make minor and confirming changes to the following rules, such as removing requirements to file multiple copies of a document with the commission and remove outdated information: 16 TAC §21.5; §21.31; §21.33; §21.75; §21.95; §21.99; §21.101; §21.103; §21.123; and §21.125.
The proposed amendments to §21.33 and §21.35 authorize electronic filing of documents in lieu of filing multiple paper copies and also remove the paper filing requirements across the chapter to be consistent with current commission electronic filing practices.
The proposed amendments to §21.41 clarify the process for granting continuances and extending filing deadlines by revising the applicable standards of review.
The proposed amendments to §21.61 permit more flexibility in the determination and appeal of threshold issues.
The proposed amendments to §21.95 revise the requirements for waiver regarding telecommunication service provider interconnection agreements and require an arbitration notice to be issued in writing, electronically or otherwise.
The proposed amendments to §21.123 and §21.125 provide for electronic delivery as a method for service to align with current commission practice.
Growth Impact Statement
The agency provides the following governmental growth impact statement for the proposed rule, as required by Texas Government Code §2001.0221. The agency has determined that for each year of the first five years that the proposed rules are in effect, the following statements will apply:
(1) the proposed rules will not create a government program and will not eliminate a government program;
(2) implementation of the proposed rules will not require the creation of new employee positions and will not require the elimination of existing employee positions;
(3) implementation of the proposed rules will not require an increase and will not require a decrease in future legislative appropriations to the agency;
(4) the proposed rules will not require an increase and will not require a decrease in fees paid to the agency;
(5) the proposed rules will not create a new regulation;
(6) the proposed rules will not expand, limit, or repeal an existing regulation;
(7) the proposed rules will not change the number of individuals subject to the rule's applicability; and
(8) the proposed rules will not affect this state's economy.
Fiscal Impact on Small and Micro-Businesses and Rural Communities
There is no adverse economic effect anticipated for small businesses, micro-businesses, or rural communities as a result of implementing the proposed rules. Accordingly, no economic impact statement or regulatory flexibility analysis is required under Texas Government Code §2006.002(c).
Takings Impact Analysis
The commission has determined that the proposed rules will not be a taking of private property as defined in chapter 2007 of the Texas Government Code.
Fiscal Impact on State and Local Government
Jena Abel, Agency Counsel, has determined that for the first five-year period the proposed rules are in effect, there will be no fiscal implications for the state or for units of local government under Texas Government Code §2001.024(a)(4) as a result of enforcing or administering the sections.
Public Benefits
Ms. Abel has determined that for each year of the first five years the proposed sections are in effect the public benefit anticipated as a result of enforcing the sections will be streamlined filing requirements for activities related to commission review of telecommunications interconnection agreements. There will not be no probable economic cost to persons required to comply with the rules under Texas Government Code §2001.024(a)(5).
Local Employment Impact Statement
For each year of the first five years the proposed sections are in effect, there should be no effect on a local economy; therefore, no local employment impact statement is required under Texas Government Code §2001.022.
Costs to Regulated Persons
Texas Government Code §2001.0045(b) does not apply to this rulemaking because the commission is expressly excluded under subsection §2001.0045(c)(7).
Public Hearing
The commission staff will conduct a public hearing on this rulemaking if requested in accordance with Texas Government Code §2001.029. The request for a public hearing must be received by June 28, 2024. If a request for public hearing is received, commission staff will file in this project a notice of hearing.
Public Comments
Interested persons may file comments electronically through the interchange on the commission's website. Comments must be filed by June 28, 2024. Comments should be organized in a manner consistent with the organization of the proposed rules. The commission invites specific comments regarding the costs associated with, and benefits that will be gained by, implementation of the proposed rule. The commission will consider the costs and benefits in deciding whether to modify the proposed rules on adoption. All comments should refer to Project Number 55293.
Each set of comments should include a standalone executive summary as the last page of the filing. This executive summary must be clearly labeled with the submitting entity's name and should include a bulleted list covering each substantive recommendation made in the comments.
SUBCHAPTER A. GENERAL PROVISIONS AND DEFINITIONS
Statutory Authority
The amendments are proposed under Public Utility Regulatory Act (PURA) §14.001, which grants the commission the general power to regulate and supervise the business of each public utility within its jurisdiction and to do anything specifically designated or implied by this title that is necessary and convenient to the exercise of that power and jurisdiction; §14.002 and §14.052, which authorizes the commission to adopt and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure; §14.0025, which requires the commission to develop and implement a policy to encourage the use of alternative dispute resolution; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq. which governs interconnection agreements entered into by telecommunications carriers and local exchange carriers.
Cross Reference to Statute: Public Utility Regulatory Act §§14.001, 14.002, 14.0025, 14,052; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq.
§21.5.Representative Appearances.
(a) Generally. Any person may appear before the commission
or in a hearing in person or by authorized representative. The presiding
officer may require a representative to submit proof of authority
to appear on behalf of another person. The authorized representative
of a party must [shall] specify the particular
persons or classes of persons the representative is representing in
the proceeding.
(b) Change in authorized representative. Any person
appearing through an authorized representative must [shall
] provide written notification to the commission and all parties
to the proceeding of any change in that person's authorized representative. A copy of the notification must be filed with the commission's Central
Records Division under the applicable control number [The
required number of copies of the notification shall be filed in Central
Records under the control number(s)] for each affected proceeding
and must [shall] include the authorized representative's
name, address, telephone number, email address, and facsimile number.
(c) Lead counsel. A party represented by more than
one attorney or authorized representative in a matter before the commission
may be required by the presiding officer to designate a
lead counsel who is authorized to act on behalf of all [of]
the party's representatives. All[, but all]
other attorneys or authorized representatives for the party may take
part in the proceeding in an orderly manner, as ordered by the presiding officer.
(d) Change in information required for notification
or service. Any person or authorized representative appearing before
the commission in any proceeding must [shall]
provide written notification to the commission and all parties to
the proceeding of any change in their address, telephone number, facsimile
number, or email address within ten working days of the change.
A copy of the notification must be filed with the commission's Central
Records Division under the applicable control number[.
The required number of copies of the notification shall be filed in
Central Records under the control number(s)] for each affected proceeding.
The agency certifies that legal counsel has reviewed the proposal and found it to be within the state agency's legal authority to adopt.
Filed with the Office of the Secretary of State on May 23, 2024.
TRD-202402331
Adriana Gonzales
Rules Coordinator
Public Utility Commission of Texas
Earliest possible date of adoption: July 7, 2024
For further information, please call: (512) 936-7322
16 TAC §§21.31, 21.33, 21.35, 21.41
Statutory Authority
The amendments are proposed under Public Utility Regulatory Act (PURA) §14.001, which grants the commission the general power to regulate and supervise the business of each public utility within its jurisdiction and to do anything specifically designated or implied by this title that is necessary and convenient to the exercise of that power and jurisdiction; §14.002 and §14.052, which authorizes the commission to adopt and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure; §14.0025, which requires the commission to develop and implement a policy to encourage the use of alternative dispute resolution; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq. which governs interconnection agreements entered into by telecommunications carriers and local exchange carriers.
Cross Reference to Statute: Public Utility Regulatory Act §§14.001, 14.002, 14.0025, 14,052; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq.
§21.31.Filing of Pleadings, Documents, and Other Materials.
(a) Applicability. This section applies to all pleadings as defined in §21.3 of this title (relating to Definitions) and the following documents:
(1) letters or memoranda relating to any item with a control number;
(2) discovery requests and responses; and
(3) Decision Point List (DPL) filings.
(b) File with the commission filing clerk. All pleadings
and documents required to be filed with the commission must [shall] be filed with the commission's Central Records Division
[commission filing clerk] and must [shall
] state the control number in the heading, if known.
[(c) Number of items to be filed.
Unless otherwise provided by this chapter or ordered by the presiding
officer, the number of copies to be filed, including the original,
is as follows:]
[(1) for applications filed pursuant to §21.97 of this title (relating to Approval of Negotiated Agreements), §21.101 of this title (relating to Approval of Amendments to Existing Interconnection Agreements), and §21.103 of this title (relating to Approval of Agreements Adopting Terms and Conditions Pursuant to Federal Telecommunications Act of 1996 (FTA) §252(i)): three copies;]
[(2) for all other petitions and responses: ten copies;]
[(3) for discovery requests: ten copies;]
[(4) for testimony and briefs: ten copies, except when it is known that two or more of the Commissioners will serve as the presiding officer;]
[(5) for testimony and briefs when two or more of the Commissioners will serve as the presiding officer: 19 copies;]
[(6) for the final approved interconnection agreement: two copies; and]
[(7) for other pleadings and documents: ten copies.]
(c) [(d)] Receipt by the commission.
Pleadings and any other documents are [shall be]
deemed filed when received by commission's Central Records Division.
Central Records will [the required number of copies and
the electronic copy, if required, in conformance with §21.33
of this title (relating to Formal Requisites of Pleadings and Documents
to be Filed with the Commission), are presented to the commission
filing clerk for filing The commission filing clerk shall] accept
pleadings and documents if the person seeking to make the filing is
in line by the time the pleading or document is required to be filed.
(d) [(e)] No filing fee. No filing
fee is required to file any pleading or document with the commission.
(e) [(f)] Office hours of Central
Records [the commission filing clerk. With the exception
of open meeting days, for the purpose of filing documents, the office
hours of the commission filing clerk are from 9:00 a.m. to 5:00 p.m.,
Monday through Friday, on working days.]
(1) For the purpose of filing documents, the [The] office hours of Central Records are from 9:00 a.m. to 5:00
p.m., Monday through Friday, on working days, except on Fridays, when
Central Records will close for all purposes from noon to 1:00 p.m.
(2) Central Records will open at 8:00 a.m. on open meeting days. With the exception of paragraph (3) of this subsection, no filings will be accepted between the hours of 8:00 a.m. and 9:00 a.m.
(3) On open meeting days, between the hours of 8:00
a.m. and 9:00 a.m., the presiding officer, a commissioner, or
the Office of Policy and Docket Management (OPDM) [Commissioners
and the Policy Development Division] may file items related
to the open meeting on behalf of the commission or an individual
commissioner [Commissioners].
[(A) The Commissioners and the Policy
Development Division shall provide the filing clerk with an extra
copy of all documents filed pursuant to this paragraph for public access.]
[(B)] The presiding officer or OPDM
will [Policy Development Division shall] provide
the parties of record a copy of each document [copies
of documents] filed under this paragraph as soon as possible
after filing. To the extent practicable, the existence of a document
[documents] filed under this paragraph will [shall] be announced prior to the discussion on the noticed item
at the open meeting. In addition to providing copies via mail or facsimile,
staff may transmit the documents to the parties of record by electronic
transmission or via hand-delivery at the open meeting.
[(g) Filing a copy or facsimile copy
in lieu of an original. Subject to the requirements of subsection
(c) of this section and §21.33 of this title, a copy of an original
document or pleading, including a copy that has been transmitted through
a facsimile machine, may be filed, so long as the party or the attorney
filing such copy maintains the original for inspection by the commission
or any party to the proceeding.]
(f) [(h)] Filing deadline. All
documents must [shall] be filed by 3:00 p.m.
on the date due, unless otherwise ordered by the presiding officer.
§21.33.Formal Requisites of Pleadings and Documents to be Filed with the Commission.
(a) Applicability. This section applies to all pleadings as defined in §21.3 of this title (relating to Definitions) and the following documents:
(1) Letters or memoranda relating to any item with a control number;
(2) Reports required under [pursuant
to] commission rules or requested by [request
of] the commission;
(3) Discovery requests; and
(4) Decision Point List (DPL) filings.
(b) Requirements of form.
(1) Style.
(A) All requests for dispute resolution or arbitration must [shall] be styled as follows: Petition of {Party}
for {Compulsory Arbitration or Post-Interconnection Dispute Resolution}
with {Party} under FTA relating to {concise description of major issue}.
All responses to requests for dispute resolution or arbitration must
[shall] be styled as follows: Response of {Party}
to Petition of {Party} for {Compulsory Arbitration or Post-Interconnection
Dispute Resolution} under FTA relating to {concise description of
major issues}.
(B) Requests for dispute resolution [pursuant
to] §21.131 of this title (relating to Request for Expedited
Ruling) and §21.133 of this title (relating to Request for Interim
Ruling Pending Dispute Resolution) must [shall]
also include such specific requests, as appropriate, in the pleading
style, as follows: Petition of {Party} for {Compulsory Arbitration
or Post-Interconnection Dispute Resolution} and Request for {Expedited
Ruling or [and/or] Request for Interim Ruling}
with {Party} under FTA relating to {concise description of major issues}.
(2) Unless otherwise authorized or required by the
presiding officer or this chapter, documents must [shall]:
(A) include the style and control number of the docket or project in which they are submitted, if available;
(B) identify by heading the nature of the document submitted and the name of the party submitting the same; and
(C) be signed by the party or the party's representative.
(3) Whenever possible, all documents should be provided on 8.5 by 11 inch paper. However, any log, graph, map, drawing, or chart submitted as part of a filing will be accepted on paper larger than provided in subsection (g) of this section, if it cannot be provided legibly on letter-size paper. The document must be able to be folded to a size no larger than 8.5 by 11 inches. Documents that cannot be folded may not be accepted.
(c) (No change).
(d) Citation.
(1) Form. Any party filing with the commission should
endeavor to comply with the rules of citation set forth, in the following
order of preference, by: the commission's "Citation Guide;" the most
current edition of the "Texas Rules of Form," published by the University
of Texas Law Review Association (for Texas authorities); and the most
current edition of "A Uniform System of Citation," published by The
Harvard Law Review Association (for all other authorities). Neither
Rule 1.1 of the Uniform System nor the comparable portion of the "Texas
Rules of Form" are [shall be] applicable in proceedings.
(2) Copies. When a party cites to authority other than
PURA and other Texas state statutes, commission rules, reported Texas
cases, an FCC decision, the United States Code, the Texas Administrative
Code, the Code of Federal Regulations, or a document on file with
the commission, such party must [shall] provide
a copy of the cited authority to the presiding officer and all parties
of record. Copies of authority may be provided to the presiding officer
and all parties of record electronically.
(e) Signature. Every pleading and document must [shall] be signed by the party or the party's authorized representative,
and must [shall] include the party's address,
telephone number, facsimile number, and email address. If the person
signing the pleading or document is an attorney licensed in Texas,
the attorney's State bar number must [shall]
be provided.
(f) Page limits. Unless otherwise authorized by the
presiding officer, page limits must be in accordance with the
following standards [shall be as follows]:
(1) With the exception of DPLs and discovery responses,
no pleading or brief relating to interconnection agreements may [shall] exceed 50 pages, excluding exhibits.
(2) Prefiled direct testimony must [shall]
not exceed 75 pages in length per witness, excluding exhibits or [and/or] attachments. A party may request [requesting
] the presiding officer to establish a larger page limit and
must [shall so move, and shall] provide support on
relevant factors in accordance with [pursuant to]
paragraph (4) of this subsection.
(3) The page limitation does [shall]
not apply to copies of legal authorities provided under [pursuant to] subsection (d)(2) of this section.
(4) A presiding officer may establish a larger or smaller
page limit. In establishing parties' page limits, the presiding officer will [shall] consider such factors as which party
has the burden of proof, the number of parties opposing a party's
position, alignment of parties, the number and complexity of issues,
the number of witnesses per party, and demonstrated need.
(g) Hard copy filing standards. Hard copies of each
document may [shall] be filed with the commission
in accordance with the requirements set forth in paragraphs (1)-(4)
of this subsection.
(1) Each document must [shall]
be typed or printed on paper measuring 8.5 by 11 inches. Oversized
documents being filed on larger paper under [pursuant
to] subsection (b)(3) of this section must [shall]
be filed as separate referenced attachments. Except for responses
to discovery, each document must consist of the same [no
single document shall consist of more than one] paper size.
(2) A [One] copy of each document must[, that is not the original file copy, shall]
be filed without bindings, staples, tabs, or separators.
(A) This copy must [shall] be
printed on both sides of the paper or, if it cannot be printed on
both sides of the paper, every page of the copy must [shall
] be single sided.
(B) All pages of the copy filed under [pursuant
to] this paragraph, starting with the first page of the table
of contents, must [shall] be consecutively numbered
through the last page of the document, including attachments, if any.
(3) For documents for which an electronic filing is
required, all non-native figures, illustrations, or objects must [shall] be filed as referenced attachments. Non-native [No non-native] figures, illustrations, or objects must
not [shall] be embedded in the text of the document.
"Non-native figures" means tables, graphs, charts, spreadsheets, illustrations,
drawings and other objects which are not electronically integrated
into the text portions of a document.
(4) Unless otherwise provided by §21.31 of
this title (relating to Filing of Pleadings, Documents and Other Materials),
this section, or the applicable commission rule under this title [Whenever possible], all documents and copies must [shall] be printed on both sides of the paper.
(h) Electronic filing standards. Any document may be
filed, and all documents containing more than ten pages must [shall] be filed, electronically in accordance with the requirements
of paragraphs (1)-(7) of this subsection. Electronic filings are registered
by submission of the relevant electronic documents via external
storage for digital media [diskette] or the internet,
in accordance with transfer standards available in the commission's
central records office or on the commission's website [World
Wide Website], and, as applicable, the submission
of the required number of [paper] copies to the commission
[filing clerk] under the provisions of this section
and §21.31 of this title[ (relating to Filing of Pleadings,
Documents and Other Materials)].
(1) All non-native figures, illustrations, or objects
must be filed as referenced attachments. No non-native figures, illustrations,
or objects may [shall] be imbedded in the text
of the document. "Non-native figures" means tables, graphs, charts,
spreadsheets, illustrations, drawings and other objects which are
not electronically integrated into the text portions of a document.
(2) Oversized documents must [shall]
not be filed in electronic media, but must [shall]
be filed as referenced attachments.
(3) Each document that has five or more headings or [and/or] subheadings must [shall] have
a table of contents that lists the major sections of the document,
the page numbers for each major section and the name of the electronic
file that contains each major section of the document. Discovery responses
are exempt from the requirements of this paragraph.
(4) Each document must [shall]
have a list of file names that are included in the filing and must [shall] be referenced in a [an ASCII] textfile.
(5) The table of contents and list of file names must
[shall] be placed at the beginning of the document.
(6) Each external storage device for digital media
must [diskette shall] be labeled with the control
number, if known, and the name of the person submitting the document.
(7) Any information submitted under claim of confidentiality should not be submitted in electronic format.
(i) External storage for digital media. Each document that is submitted to the commission on an external storage device for digital media may be password-protected but must be made accessible to commission staff. In addition to the applicable requirements of subsection (h) of this section, each external storage device for digital media provided to the commission must be accompanied by:
(1) a statement indicating the contents of the device'
(2) the docket number in which each document on the device is to be filed; and
(3) a statement indicating which documents are to be filed confidentially.
[(i) Disk format standards. Each document
that is submitted to the filing clerk on diskette shall be submitted
as set forth in paragraphs (1)-(3) of this subsection.]
[(1) 3.5 inch diskette;]
[(2) 1.44 M double sided, high density storage capacity; and]
[(3) IBM format.]
(j) File format standards.
(1) Electronic filings must [shall]
be made in accordance with the current list of preferred file formats published by [available in] the commission's Central
Records Division [central records office and] on
the commission's website [World Wide Website].
(2) Electronic filings that are submitted in a format
other than that required by paragraph (1) of this subsection will
not be accepted until after successful conversion of the file to a commission-approved
[commission] standard.
§21.35.Service of Pleadings and Documents.
(a) Pleadings and Documents submitted to a presiding
officer. At or before the time any document or pleading regarding
a proceeding is submitted by a party to a presiding officer, a copy
of such a document or pleading must [shall]
be filed with the commission filing clerk and served on all parties.
These requirements do not apply to documents which are offered into
evidence during a hearing or which are submitted to a presiding officer
for in camera inspection; provided[, however,] that the
party submitting documents for in camera inspection must [shall] file and serve notice of the submission upon the other
parties to the proceeding. Pleadings and documents submitted to a
presiding officer during a hearing, prehearing conference, or open
meeting must [shall] be filed with the commission
filing clerk as soon as is practicable.
(b) Methods of service. Except as otherwise expressly
provided by order, rule, or other applicable law, service on a party
may be made by delivery of a copy of the pleading or document to the
party's authorized representative or attorney of record either in
person; by agent; by courier receipted delivery; by first class mail;
by certified mail, return receipt requested; [or] by registered
mail to such party's address of record;[,] or
by facsimile transmission to the recipient's current facsimile machine. Service of a pleading or document under this paragraph may also be
made by electronic mail.
(1) Service by mail is [shall be]
complete upon deposit of the document, enclosed in a wrapper properly
addressed, stamped and sealed, in a post office or official depository
of the United States Postal Service, except for state agencies. For
state agencies, mailing must [shall] be complete
upon deposit of the document with the General Services Commission.
(2) Service by agent or by courier receipted delivery is [shall be] complete upon delivery to the agent
or courier.
(3) Service by facsimile transmission is [shall be] complete upon actual receipt by the recipient's facsimile machine.
(4) Service by electronic mail is complete upon issuance by the sender's electronic mail account.
(5) [(4)] Unless otherwise established
by the receiving party, if service is made by hand delivery, facsimile
transmission, or electronic mail, it is [shall be]
presumed that all pleadings are received on the day filed.
(A) If service is made by overnight delivery,
it is [shall be] presumed that pleadings are
received on the day after filing.
(B) If service is made by regular mail,
it is [shall be] presumed that pleadings are
received on the third day after filing.
(C) Service after 5:00 p.m. local time of
the recipient will [shall] be deemed served
on the following day.
(c) Evidence of service. A return receipt or affidavit
of any person having personal knowledge of the facts is [shall be prima facie] evidence of the facts [shown thereon]
relating to service. A party may present other evidence to demonstrate
facts relating to service.
(d) Certificate of service. Every document required
to be served on all parties in accordance with [pursuant
to] subsection (a) of this section must [shall]
contain the following or similar certificate of service: "I, (name)
(title) certify that a copy of this document was served on all parties
of record in this proceeding on (date) in the following manner: (specify
method). Signed, (signature)." The list of the names and addresses
of the parties on whom the document was served, should not be appended
to the document.
§21.41.Motions.
(a) General requirements. A motion must [shall
] be in writing, unless the motion is made on the record at
a prehearing conference or hearing. It must [shall]
state the relief sought and the specific grounds supporting a grant
of relief. If the motion is based upon alleged facts that are not
a matter of record, the motion must [shall]
be supported by an affidavit. Written motions must [shall
] be served on all parties in accordance with §21.35 of
this title (relating to Service of Pleadings and Documents).
(b) Time for response. Unless otherwise provided by
the presiding officer, commission rule, or statute, a responsive pleading,
if made, must [shall] be filed by a party within
five working days after receipt of the pleading to which the response
is made.
(c) Rulings on motions. The presiding officer must [shall] serve orders ruling on motions upon all parties, unless
the ruling is made on the record in a hearing or prehearing conference
open to the public.
(d) Motions for continuances and extensions.
(1) Generally. Motions for continuance and
for extension of a deadline must [shall] set
forth the specific grounds for which the moving party seeks a continuance or an [and/or] extension and must [shall
] reference all other motions for continuance or [and/or
] extension filed by the moving party in the proceeding. [The
moving party shall attempt to contact all other parties and shall
state in the motion each party that was contacted and whether that
party objects to the relief requested. The moving party shall have
the burden of proof with respect to the need for the continuance and/or extension.]
(2) Standard of Review. The moving party must show good cause with respect to the need for the continuance or extension.
(A) Motions for Continuance. The moving
party must show good cause with respect to the need for a continuance.
Motions for continuance [Continuances] will not be
granted based on the need for discovery if the party seeking the continuance
previously had the opportunity to obtain or [and/or]
compel discovery from the person from whom discovery is sought, except
when necessary due to discovery abuses, surprise or discovery of facts
or evidence which could not have been discovered previously through
reasonably diligent effort by the moving party.
(B) Motions for Extension. Unless otherwise provided by statute, the time for filing any documents may be extended, upon the filing of a motion, prior to the expiration of the applicable period of time, showing that there is good cause for such extension of time and that the need for the extension is not caused by the neglect, indifference, or lack of diligence of the party making the motion.
(3) Granting of motion. The presiding officer
may grant timely filed motions for continuance or extension [and/or extension of deadline continuances] agreed to by all
parties provided that any applicable statutory deadlines are extended as necessary.
(e) Deadlines for motions for continuance [and
extension of filing deadline].
(1) Unless otherwise ordered by the presiding officer,
motions for continuance of a prehearing conference, informal settlement
conference, or discovery conference must [shall]
be in writing and must [shall] be filed no less
than two working days prior to the conference or hearing.
(2) Unless otherwise ordered by the presiding officer,
motions for continuance of the hearing on the merits must [shall] be in writing and must [shall]
be filed not less than three working days prior to the hearing. In
addition to the requirements in paragraph (1) of this subsection[ (e)(1) of this section], motions for continuance must [shall] state proposed dates for a rescheduled hearing.
[(3) Unless otherwise ordered by the
presiding officer, motions for extension of a filing deadline shall
be in writing and shall be filed not less than one working day prior
to the filing deadline.]
(3) [(4)] Untimely motions for
continuance will [and/or extension of a deadline shall]
be presumed to be denied. The moving party has the burden
to show good cause for untimely filing.
(f) Modification of [discovery] deadlines.
(1) Notwithstanding the requirements of subsections
(b), (d), and (e) of this section [Notwithstanding the
foregoing], the deadlines for responses, objections and motions
to compel may be modified by agreement of the affected parties, by
filing a letter or other document evidencing the agreement no later
than the date the responses, objections or motions to compel are due.
(2) In the event the parties' agreed modification of a discovery deadline affects a scheduled discovery conference, parties must also comply with subsection (e) of this section.
(3) Unless the parties show good cause for untimely filing of a modified deadline, the presiding officer may impose the original deadlines for subsequent filings.
(4) In no event will [shall]
the modification of discovery deadlines by agreement be allowed if
such modification would affect a statutory deadline, unless the parties'
agreed modification is accompanied by a written waiver and is
approved by the presiding officer.
The agency certifies that legal counsel has reviewed the proposal and found it to be within the state agency's legal authority to adopt.
Filed with the Office of the Secretary of State on May 23, 2024.
TRD-202402332
Adriana Gonzales
Rules Coordinator
Public Utility Commission of Texas
Earliest possible date of adoption: July 7, 2024
For further information, please call: (512) 936-7322
Statutory Authority
The amendments are proposed under Public Utility Regulatory Act (PURA) §14.001, which grants the commission the general power to regulate and supervise the business of each public utility within its jurisdiction and to do anything specifically designated or implied by this title that is necessary and convenient to the exercise of that power and jurisdiction; §14.002 and §14.052, which authorizes the commission to adopt and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure; §14.0025, which requires the commission to develop and implement a policy to encourage the use of alternative dispute resolution; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq. which governs interconnection agreements entered into by telecommunications carriers and local exchange carriers.
Cross Reference to Statute: Public Utility Regulatory Act §§14.001, 14.002, 14.0025, 14,052; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq.
§21.61.Threshold Issues and Certification of Issues to the Commission.
(a) Threshold issues. Threshold issues are legal or
policy issues that the [a] presiding officer
determines to be of such significance that the issues must [to the proceeding that these issues should] be addressed prior
to proceeding with the other issues in the docket [proceeding]. Threshold issues include[, but are not limited
to,] issues to be certified to the commission in accordance
with subsection (b) of this section.
(1) Threshold issues may be identified by the presiding officer or by motion of a party to the proceeding.
(A) The presiding officer will establish a reasonable timeframe to raise or challenge a threshold issue.
(B) Parties must [shall]
raise any threshold issues as well as challenges to the arbitrability
of any issue at the first prehearing conference. If such challenges
are not raised at the first prehearing conference, they will [shall] be deemed waived by the parties.
(C) The presiding officer will provide
the parties [Parties shall be given] an opportunity
to brief the question of threshold issues. At the discretion of the
presiding officer, reply briefs may be permitted. Any determination
on threshold issues by the presiding officer will [shall]
be made in a written order.
(2) Once a presiding officer has determined that there are one or more threshold issues in a proceeding, the presiding officer may certify each issue in accordance with subsection (b) of this section. A decision on a threshold issue is subject to a motion for reconsideration and is eligible for appeal. For purposes of this paragraph the term "motion for reconsideration" and "appeal" are interchangeable.
[(2) Once a presiding officer has
determined that there is a threshold issue(s) in a proceeding, the
presiding officer shalltake up the threshold issue(s) prior to proceeding
with the other issues or certify the issue(s) to the commission pursuant
to subsection (b) of this section. A decision on a threshold issue
is not subject to motion for reconsideration.]
(b) Certification. Certified issues will [shall] be addressed by the commission [prior
to proceeding with the other issues in the proceeding].
(1) Issues for certification. The presiding officer
may certify to the commission a significant issue that involves an
ultimate finding in the proceeding. Issues appropriate for certification include
[are]:
(A) the commission's interpretation of its rules and applicable statutes;
(B) which rules or statutes are applicable to a proceeding; or
(C) whether commission policy should be established or clarified as to a substantive or procedural issue of significance to the proceeding.
(2) Procedure for certification. The presiding officer will file [shall submit] the certified issue and
issue notice to the parties [to the Policy Development
Division, with notice to the parties when the issue is so submitted].
The [Policy Development Division shall place the] certified
issue will be placed on the commission's agenda to be considered
at the earliest time practicable. Parties may file briefs on the certified
issue within five working days from the date the presiding officer
files the certified issue [of its submission].
(3) Abatement.
(A) In a compulsory arbitration proceeding, the presiding officer may abate all or a part of the proceeding while a certified issue is pending only if agreed to by the parties.
(B) In a post-interconnection dispute proceeding, the presiding officer may abate all or a part of the proceeding while a certified issue is pending at the presiding officer's discretion.
(4) Commission action. The commission will [shall] issue a written decision on the certified issue no later
than six working days after the open meeting at which the issue is
decided by the commission, unless extended for good cause. A commission
decision on a certified issue is not subject to a motion
for reconsideration or appeal. For purposes of this paragraph
the term "motion for reconsideration" and "appeal" are interchangeable.
§21.75.Motions for Clarification and Motions for Reconsideration.
(a) Motions for clarification. This subsection only
applies to motions for clarification of arbitration awards [Arbitration Awards]. Motions for clarification of an arbitration
award [Arbitration Award] may be made to the presiding
officer requesting that an ambiguity be clarified or an error, other
than an error of law, be corrected.
(1) Procedure. A motion for clarification must [shall] be filed within ten working days of the issuance of the
presiding officer's decision or order. The motion for clarification must [shall] be served on all parties by hand delivery,
facsimile transmission, electronic mail, or by overnight
courier delivery. Responses to a motion for clarification must [shall] be filed within five working days of the filing of the
motion.
(2) Content. A motion for clarification must [shall] specify the alleged ambiguity or error and, as appropriate,
include proposed [contract] language that corrects the
alleged ambiguity or error.
(3) Denial or granting of motion. The presiding officer will [shall] grant or deny the motion within ten
working days of the filing of the motion. If the motion is granted,
the presiding officer will [shall] issue a decision or revised order within 15 working days of the filing of the motion.
(b) Motions for reconsideration. Motions for reconsideration
[rehearing], appeals, or motions for rehearing
must [reconsideration shall] be styled accordingly
and will be presented directly to the commission ["Motion
for Reconsideration" and shall be made directly to the commission].
For purposes of dispute resolution and approval proceedings the terms
"motion for reconsideration," "appeal," and "motion
for rehearing," [and "motion for reconsideration"] are interchangeable.
(1) Limitations.
(A) Only parties to the negotiation in a compulsory
arbitration under [pursuant to] §21.95
of this title (relating to Compulsory Arbitration) may file motions
for reconsideration.
(B) In a proceeding under [pursuant
to] §21.97 of this title (relating to Approval of Negotiated
Agreements), only parties to the negotiated agreement may file motions
for reconsideration. Issues subject to motions for reconsideration
are limited to modifications made to the agreement.
(C) In a proceeding under [pursuant
to] §21.99 of this title (relating to Approval of Arbitrated
Agreements), only parties to the arbitrated agreement may file motions
for reconsideration.
(D) In a proceeding under [pursuant
to] §21.125 of this title (relating to Formal Dispute Resolution
Proceeding), only parties to the agreement may file motions for reconsideration.
Issues subject to motions for reconsideration are limited to interpretations
of and modifications made to the negotiated agreement.
(E) In a proceeding under [pursuant
to] §21.101 of this title (relating to Approval of Amendments
to Existing Interconnection Agreements), only parties to the amended
agreement may file motions for reconsideration. Issues subject to
motions for reconsideration are limited to amendments or modifications
made to the agreement.
[(F) In a proceeding pursuant to §21.105
of this title (relating to Approval of Agreements Adopting Terms and
Conditions of T2A), only parties to the agreement may file motions
for reconsideration. Issues subject to motions for reconsideration
are limited to non-T2A portions of the agreement.]
(F) [(G)] Any motions for reconsideration
not filed by parties will be considered as a comment filed
by an interested party.
(2) Procedure. A motion for reconsideration must [shall] be filed within 20 days of the issuance of the order
under consideration. The motion for reconsideration must [shall] be served on all parties by hand delivery, facsimile
transmission, or by overnight courier delivery, or by electronic
mail. Responses to a motion for reconsideration must [shall] be filed within ten days of the filing of the motion.
(3) Content. A motion for reconsideration must [shall] specify the reasons why the order is unjustified or improper.
If the moving party objects to contract language recommended by the
presiding officer, then the motion must [shall]
contain alternative contract language along with an explanation of
why the alternative language is appropriate.
(4) Commission Agenda [ballot].
Upon filing a motion for reconsideration, the commission will [Policy Development Division shall send separate ballots to each Commissioner
to] determine whether the motion will be placed on an open
meeting agenda and considered at an open meeting. The commission
will [Policy Development Division shall] notify the
parties by facsimile or [and] electronic mail
whether any commissioner, [Commissioner] by
individual ballot, has added the motion to an open meeting
agenda, but will not identify the requesting commissioner
[Commissioner(s)].
(5) Denial or granting of motion.
(A) The motion is deemed denied if, after five working days of the filing of a motion, the parties have not been notified that the motion has been placed on an open meeting agenda.
(B) If the commission determines that ruling on the motion is necessary, the motion will be placed on the agenda for the next regularly scheduled open meeting or such other meeting as determined by the commission.
[(A) The motion is deemed denied if,
after five working days of the filing of a motion, no Commissioner
by separate agenda ballot has placed the motion on the agenda for
an open meeting. In such event, the Policy Development Division shall
so notify the parties by facsimile and electronic mail.]
[(B) If a Commissioner does ballot in favor of considering the motion, it shall be placed on the agenda for the next regularly scheduled open meeting or such other meeting as the Commissioner may direct by the agenda ballot. In the event two or more Commissioners vote to consider the motion, but differ as to the date the motion shall be heard, the motion shall be placed on the latest of the dates specified by the ballots.]
The agency certifies that legal counsel has reviewed the proposal and found it to be within the state agency's legal authority to adopt.
Filed with the Office of the Secretary of State on May 23, 2024.
TRD-202402333
Adriana Gonzales
Rules Coordinator
Public Utility Commission of Texas
Earliest possible date of adoption: July 7, 2024
For further information, please call: (512) 936-7322
16 TAC §§21.95, 21.99, 21.101, 21.103
Statutory Authority
The amendments are proposed under Public Utility Regulatory Act (PURA) §14.001, which grants the commission the general power to regulate and supervise the business of each public utility within its jurisdiction and to do anything specifically designated or implied by this title that is necessary and convenient to the exercise of that power and jurisdiction; §14.002 and §14.052, which authorizes the commission to adopt and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure; §14.0025, which requires the commission to develop and implement a policy to encourage the use of alternative dispute resolution; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq. which governs interconnection agreements entered into by telecommunications carriers and local exchange carriers.
Cross Reference to Statute: Public Utility Regulatory Act §§14.001, 14.002, 14.0025, 14,052; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq.
§21.95.Compulsory Arbitration.
(a) Request for arbitration.
(1) Any party to negotiations concerning a request
for interconnection, services or network elements in accordance
with [pursuant to] the Federal Telecommunications
Act of 1996 (FTA) §251 may request arbitration by the commission
by filing with the commission [commission's filing
clerk] a petition for arbitration. The petitioner must [shall] send a copy of the petition and any documentation to
the negotiating party with whom agreement cannot be reached the
date the petition is filed with the commission [not later
than the day on which the commission receives the petition].
(2) The petition must be received by the commission
during the period from the 135th to the 160th day [(inclusive)]
after the date the negotiating party received the request for negotiation.
The commission will [shall] perform a sufficiency
review of the petition. To the extent that a petition is determined
to be insufficient, the commission will [shall]
file a notice of insufficiency within five working days of receipt
of the petition. In the absence of a notice of insufficiency, the
petition will [shall] be presumed sufficient.
(3) Where a petition for arbitration is found insufficient,
the presiding officer may consider dismissal without prejudice in
accordance with [pursuant to] §21.67 of this
title (relating to Dismissal of a Proceeding) and order the petitioner to refile.
(4) A petition that is procedurally sufficient must
be filed [on file] with the commission by the
160th day after the date on which petitioner requested negotiation.
(5) In addition to the requirements of form specified
in §21.33 of this title (relating to Formal Requisites of Pleadings
and Documents to be Filed with the Commission) the petition for arbitration must [shall] include:
(A) the name, address, telephone number, facsimile number, and email address of each party to the negotiations and the party's designated representative;
(B) a description of the parties' efforts to resolve
their differences by negotiation, including [but not limited
to] the dates of the request for negotiation and the projected
timeline for compliance under FTA deadlines;
(C) a Decision Point List (DPL) that includes a list
of any unresolved issues and the position of each party [of the parties] on each issue [of those issues];
(D) the proposed contract language from each party, as applicable, for each unresolved issue;
(E) all [agreed] contract language agreed
upon by the parties;
(F) if the arbitration request concerns a request for interconnection under §26.272 of this title (relating to Interconnection), the material required by §26.272(g) of this title;
(G) the [most] current version of the interconnection
agreement being negotiated by the parties, if any, containing both
the agreed language and the disputed language of both parties; and
(H) a certificate of service that complies with the requirements of §21.35 of this title (relating to Service of Pleadings and Documents).
(b) Response. Any non-petitioning party to the negotiation must [shall] respond to the request for arbitration
by filing the response with the commission [commission's
filing clerk] and serving a copy on each party to the negotiation. In accordance with [Pursuant to] FTA §252(b)(3)
the response must be filed within 25 days after the commission received
the request for arbitration. The response must [shall]
indicate any disagreement with the matters contained in the petition
for arbitration, including a detailed response to the DPL and alternative
proposed contract language, and may provide [such] additional
information [as] the party wishes to present.
(c) Selection and replacement of presiding officer.
(1) Upon receipt of a complete petition for arbitration, the commission may delegate authority to a presiding officer
[shall be selected to act for the commission, unless two or more
of the Commissioners choose] to hear the arbitration [en
banc]. The parties will [shall] be notified
of the commission-designated presiding officer or whether the
commission will hear the arbitration directly by electronic mail or
in writing[, or of the Commissioners' decision to act as
presiding officer themselves]. The presiding officer and [along with] designated commission staff will act as an arbitration
team. The presiding officer may be advised on legal and technical
issues by members of the arbitration team. The commission staff members included in the arbitration [selected to be part of the]
team will [shall] be identified to the parties.
(2) If at any time a presiding officer is unable to
continue presiding over a case, a substitute presiding officer will [shall] be appointed who will [shall] perform
any remaining functions without the necessity of repeating any previous
proceedings. The substitute presiding officer will [shall
] read the record of the proceedings that occurred prior to
their appointment before issuing an arbitration award or other decision.
(d) (No change.)
(e) Prehearing conference; challenges. As soon as is
practicable [practical] after selection, the presiding
officer will [shall] schedule a prehearing conference
with the parties to the arbitration. At the prehearing conference,
parties may [should be prepared to] raise any
challenges to the appointment of the presiding officer or to the inclusion
of any issue identified for arbitration in the petition and responses.
[If such challenges are not raised at the first prehearing conference,
they shall be deemed waived by the parties].
(1) The presiding officer may establish criteria for waiver of issues, including threshold issues, identified for arbitration. If a challenge to the appointment of the presiding officer is not raised at the first prehearing conference, such a challenge will be deemed waived by the parties
(2) The presiding officer will [shall] serve parties with the orders ruling on challenges within
ten working days of the first prehearing conference.
(3) The presiding officer may [has the authority to] schedule additional prehearing conferences
to consider discovery, procedural schedules, clarification of issues,
amending pleadings, stipulations, evidentiary matters, requests for
interim relief, and any other matters that [as may]
assist the disposition of the proceedings in a fair and efficient manner.
(f) Notice. The presiding officer will establish
a procedural schedule [shall make arrangements] for
the arbitration hearing, which may not be scheduled earlier than 35
days after the commission receives a complete request for arbitration.
The presiding officer will [shall] notify the
parties, not less than ten days before the hearing, of the date, time,
and location of the hearing.
(g) Record of hearing. The arbitration hearing will [shall] be open to the public. If any party requests it, a stenographic
record will [shall] be made of the hearing by
an official court reporter appointed by the commission. It is the
responsibility of the party ordering the stenographic record to request
that the commission have an official reporter present. A party may
purchase a copy of the transcript from the official reporter at rates
set by the commission. The court reporter must [shall]
provide the transcript and exhibits in a hearing to the presiding
officer at the time the transcript is provided to the requesting party.
If no court reporter is requested by a party, the presiding officer will [shall] record the proceedings and maintain
the official record and exhibits. Each party to the arbitration hearing is [shall be] responsible for its own costs of participation
in the arbitration process.
(h) Hearing procedures.
(1) The parties to the arbitration are entitled to be heard, to present evidence, and to cross-examine witnesses appearing at the hearing.
(2) Redirect examination may be allowed at the discretion of the presiding officer, provided that parties have reserved time for redirect.
(3) The presiding officer may temporarily close the
arbitration hearing to the public to hear evidence containing information
filed as confidential under §21.77 of this title (relating to
Confidential Material). The presiding officer will [shall
] close the hearing only if there is no other practical means
of protecting the confidentiality of the information.
(4) Each party, as applicable, must provide a copy of all exhibits or must pay the court reporter costs associated with the production of any copies the party asks the court reporter to provide.
[(4) In addition to providing sufficient
copies for all parties, the presiding officer, and, if appropriate,
the court reporter, parties shall provide three copies of all exhibits
for purposes of appeal at the hearing.]
(i) Applicable rules. The rules of privilege and exemption
recognized by Texas law [shall] apply to arbitration proceedings
under this subchapter. The Texas Rules of Civil Procedure, Texas Rules
of Civil Evidence, Texas Administrative Procedure Act §2001.081,
and Chapter 22 of this title (relating to Procedural Rules [Practice and Procedure]) may be used as guidance in proceedings
under this chapter.
(j) Authority of presiding officer.
(1) Generally. The presiding officer has broad discretion
in conducting the arbitration hearing, including the authority given
to a presiding officer under [pursuant to] §22.202
of this title (relating to Presiding Officer). In addition, the presiding
officer has broad discretion to ask clarifying questions and to direct
a party or a witness to provide information[,] at any time
during the proceeding, as provided by [set out in]
subsection (q) of this section.
(2) Subpoenas.
(A) Issuance of Subpoenas. In accordance with
Texas Government Code [Pursuant to APA], §2001.089,
the presiding officer may issue a subpoena for the attendance of a
witness or for the production of books, records, papers, or other
objects. Motions for subpoenas to compel the production of books,
records, papers, or other objects must [shall]
describe with reasonable particularity the objects desired and the
material and relevant facts sought to be proved by them.
(B) Service and return. A subpoena may be addressed to the sheriff or any constable, who may serve the subpoena in any manner authorized by the Texas Rules of Civil Procedure; and service thereof may be accepted by any witness by a written memorandum, signed by such witness, attached to the subpoena, or by any other method authorized by the Texas Rules of Civil Procedure.
(C) Fees. Subpoenas must [shall]
be issued by the presiding officer only after sums have been deposited
to ensure payment of expense fees incident to the subpoenas. Payment
of any such fees or expenses must [shall] be
made in the manner prescribed by Texas Government Code [in
APA,] §2001.089 and §2001.103.
(D) Motions to quash. Motions to quash subpoenas must
[shall] be filed within five working days after
the issuance of the subpoena, unless the party ordered to respond
to the subpoena shows that it was justifiably unable to file objections
at that time.
(k) Discovery. In accordance with [Pursuant
to] subsection (j) of this section, the presiding officer has
broad discretion regarding discovery. Except as modified in paragraphs
(1) - (3) of this subsection, Chapter 22, Subchapter H of this title
(relating to Discovery Procedures) must [shall]
serve as guidance for all discovery conducted under this chapter.
(1) Scope. The presiding officer will [shall
] permit only such discovery as the presiding officer determines
is essential, considering public policy, the needs of the parties
and the commission, the commission's deadlines under FTA §252(b)(4)(C)[(c)], and considering the desirability of making
discovery effective, expeditious and cost effective. The presiding
officer will [shall] be the judge of the relevance
and materiality of the discovery sought.
(2) Limits. Parties may obtain discovery relevant to
the arbitration by submitting requests for information (RFIs), requests
for inspection and production of documents (RFPs), requests for admissions
(RFAs), and depositions by oral or written examination. RFIs, RFPs
and RFAs must [shall] contain no more than 40
requests (subparts are counted as separate requests). The presiding
officer, upon a motion filed by a party, may permit a party to propound
more than 40 requests provided that the moving party has made a clear
demonstration of the relevance of and the need for the additional
requests. Factors to be considered by the presiding officer in determining
whether to allow additional requests [shall] include[,
but are not limited to]: the number of unresolved issues, the
complexity of the unresolved issues, and whether the proceeding addresses
costs or [and/or] cost studies.
(3) Timing. Discovery may commence upon the filing
of the petition for arbitration. Parties must [shall]
file a proposed discovery schedule that accommodates the commission's
deadlines under FTA §252(b)(4)(C)[(c)],
taking into consideration relevant commission regulatory timeframes.
The presiding officer may impose a discovery schedule that accommodates
the commission's deadlines under FTA §252(b)(4)(C)[(c)
]. If any party requests an extension that will affect the ability
to complete the proceeding within the commission's deadlines under
FTA §252(b)(4)(C)[(c)], all parties must
agree to the extension and file a joint waiver to extend such deadlines.
(l) Time for hearing. The arbitration hearing will [shall] be conducted expeditiously and in an informal manner.
The presiding officer is authorized [empowered]
to impose reasonable time limits on the arbitration hearing.
The presiding officer may continue an arbitration [a]
hearing from time to time and place to place. Unless additional time
is allowed by the commission or additional information is requested
by the presiding officer, the hearing may not exceed five working days.
(m) Evidence.
(1) Relevance. The parties may only offer such evidence
as is relevant and material to a proceeding and must [shall
] provide such evidence as the presiding officer deems
necessary [may deem necessary to determination of the proceeding
]. The presiding officer will [shall]
be the judge of the relevance and materiality of the evidence offered.
(2) Conformity to rules. The presiding officer will [shall] have the authority to decide whether [or not]
to apply strict rules of evidence [(]or any other rules[)
] as to the admissibility, relevance, or weight of any material
tendered by a party on any matter of fact or expert opinion. The presiding
officer will [shall] provide notice of this
decision prior to the deadline for filing direct testimony.
(3) Exhibits. The offering of exhibits is [shall be] governed by §22.226 of this title (relating to Exhibits).
(4) Offers of proof. Offers of proof are [shall be] governed by §22.227 of this title (relating to
Offers of Proof).
(5) Stipulation of facts. Stipulation of facts are [shall be] governed by §22.228 of this title (relating to
Stipulation of Facts).
(6) Prefiled evidence.
(A) Parties to the hearing must file [shall
provide] their direct case [cases to the presiding
officer] at least 15 working days prior to the hearing unless
the presiding officer establishes a different deadline. A copy
of the direct case and notice of filing must be provided to each of
the other parties to the hearing the same day the direct case is filed
with the commission [Ten copies of the direct case shall
be filed with the commission filing clerk and a copy shall be provided
to each of the other parties to the hearing at the same time it is
provided to the presiding officer].
(B) The prepared direct case must [shall]
include all of the party's direct evidence on all DPL issues in the
proceeding, including written direct testimony of all of its witnesses
and all exhibits that the party intends to offer as part of its direct
case. The prepared case must [shall] present
the entirety of the party's direct evidence on each of the issues
in controversy and must [shall] serve as the
party's complete direct case.
(C) Prefiled evidence must [shall]
include, to the extent allowed or requested by the presiding officer,
prefiled rebuttal testimony and exhibits and must [shall]
be filed not less than eight working days prior to the hearing unless
the presiding officer establishes a different deadline.
(7) Public Information. Except as provided in §21.77
of this title (relating to Confidential Information), all materials
filed with the commission or provided to the presiding officer will [shall] be considered public information under the Texas Public
Information Act (TPIA), Texas Government Code, §552.001, et. seq.
(n) Sanctions. Whenever a party fails to comply with
a presiding officer's order or commission rules in a manner deemed
material by the presiding officer, the presiding officer will
establish [shall fix] a reasonable period of time
for compliance. If the party does not comply within that time period,
then after notice and opportunity for a hearing, the presiding officer
may impose a remedy as set forth in §21.71 of this title (relating
to Sanctions).
(o) Decision Point List (DPL) and witness list.
(1) Ten days after the filing of the response to the
petition, the parties must [shall] file a revised
DPL that is jointly populated to the extent practicable, taking into
consideration the status of discovery.
(2) Parties must [shall] file
a jointly populated DPL in a format approved by the presiding officer,
no later than five working days before the commencement of the hearing.
An electronic copy of the DPL must [shall] also
be provided. The DPL must [shall] identify all
issues to be addressed, the witnesses who will address each issue,
and a short synopsis of each witness's position on each issue, with
specific citation to the parties' testimony relevant to that issue.
The DPL must [shall] also provide the parties'
competing contract language. Except as provided in §21.77 of
this title (relating to Confidential Material), all materials filed
with the commission or provided to the presiding officer will [shall] be considered public information under the TPIA, Texas
Government Code, §552.001, et. seq.
(p) Cross-examination. Each witness presenting written prefiled testimony must [shall] be available for cross-examination by the other parties to the arbitration. The presiding officer will [shall] judge the credibility of each witness and the weight to be given their testimony based upon their response to cross-examination. If the presiding officer determines that the witness's responses are evasive or non-responsive to the questions asked, the presiding officer may disregard the witness's testimony on the basis of a lack of credibility.
(q) Clarifying questions. The presiding officer or an arbitration team member, at any point during the proceeding, may
ask clarifying questions and may direct a party or a witness to provide
additional information as needed to fully develop the record of the
proceeding. This has no effect on a party's responsibility to meet
its burden of proof. If a party fails to present information requested
by the presiding officer, the presiding officer will [shall
] render a decision based on [the basis of]
the best information available [from whatever source derived].
Moreover, failure to provide requested information may subject a party
to sanctions, as set forth in §21.71 of this title.
(r) Briefs. The presiding officer may require the parties
to submit post-hearing briefs or written summaries of their positions.
The presiding officer will [shall] determine
the filing deadline and any limitations on the length of such submissions.
Reply briefs are [shall] not [be]
permitted unless the presiding officer determines that they would
aid in the resolution of the proceeding, after consideration of applicable deadlines.
(s) Time for decision. The presiding officer will [shall] endeavor to issue a proposal for award [Proposal
for Award] on the arbitration within 30 days after the filing
of any post-hearing briefs.
(1) If post-hearing briefs are not filed,
the presiding officer will [shall] endeavor
to issue the proposal for award [Proposal for Award]
within 30 days after the conclusion of the hearing.
(2) The arbitration team must [shall] issue an arbitration award not later than nine months
after the date on which a party receives a request for negotiation
under FTA, unless the parties have waived the nine-month deadline
in writing or orally on the record.
(t) Decision.
(1) Proposal for award [Award].
The proposal for award will [Proposal for Award shall]
be based upon the record of the arbitration hearing. The presiding
officer may agree with the positions of one or more of the parties
on any or all issues or may offer an independent resolution of the
issues. The presiding officer is the judge of whether a party has
met its burden of proof. The proposal for award will [Proposal
for Award shall] include:
(A) a ruling on each of the issues presented for arbitration by the parties, including specific contract language;
(B) a statement of any conditions imposed on the parties to the agreement in order to comply with the provisions of FTA §252(c);
(C) a statement of how the final decision meets the
requirements of FTA §251, including any regulations adopted by
the Federal Communications Commission (FCC) in accordance with [pursuant to] FTA §251;
(D) the rates for interconnection, services, or [and/or] network elements established in accordance with [according to] FTA §252(d);
(E) a schedule for implementation of the terms and conditions by the parties to the agreement;
(F) a narrative report explaining the rulings included
in the proposal for award [Proposal for Award],
unless the arbitration is conducted by two or more of the commissioners
acting as the presiding officers; and
(G) to the extent that a ruling establishes a new or different price for an unbundled network element, combination of unbundled network elements, or resold service, a statement requiring that all certificated carriers be notified of such price either through web posting, mass mailing, or electronic mail within ten days of the date the ruling becomes final.
(2) Exceptions to the proposal for award [Proposal for Award]. Within ten working days of the issuance
of the proposal for award [Proposal for Award]
the parties must [shall] file any exceptions
to the proposal for award [Exceptions to the Proposal for
Award] specifying any alleged ambiguities or errors. To the
extent that a party objects to contract language within the proposal
for award [Proposal for Award], the party's exceptions
[Exceptions] to the proposal for award [Proposal for Award] must include alternative contract language
along with an explanation of why the alternative language is appropriate,
with citation to the record.
(3) Arbitration award [Award].
The arbitration award will [Arbitration Award shall]
be based upon the record of the arbitration hearing. The presiding
officer will [shall] endeavor to issue the arbitration
award [Arbitration Award] within ten working days
of the receipt of parties' exceptions [Exceptions]
to the proposal for award [Proposal for Award].
The presiding officer may agree with the positions of one or more
of the parties on any or all issues or may offer an independent resolution
of the issues. The presiding officer is the judge of whether a party
has met its burden of proof. The arbitration award will [Arbitration Award shall] include:
(A) - (B) (No change.)
(C) a statement of how the final decision meets the
requirements of FTA §251, including any regulations adopted by
the FCC in accordance with FTA [pursuant to] §251;
(D) the rates for interconnection, services, or [and/or] network elements established according to FTA §252(d),
as appropriate;
(E) (No change.)
(F) a narrative report explaining the presiding officer's
rationale for each of the rulings included in the final decision,
unless the arbitration is conducted by a majority [two
or more] of the commissioners acting as the presiding officers; and
(G) to the extent that a ruling establishes a new or
different price for an unbundled network element;[,]
combination of unbundled network elements;[,]
or resold service, a statement requiring that all certificated carriers
be notified of such price either through a web posting,
mass mailing, or electronic mail within ten days of the date the ruling
becomes final.
(u) Distribution. The proposal for award and arbitration
award will [Proposal for Award and Arbitration Award shall]
be filed with the commission as a public record and will [shall] be mailed by first class mail, or transmitted via facsimile
to all parties of record in the arbitration. On the same day that
a decision is issued, the presiding officer will [shall]
notify the parties by facsimile or electronic mail that a decision
has been issued. If a decision involves 9-1-1 issues, the presiding
officer will [shall] also notify the Commission
on State Emergency Communications [(CSEC)] by facsimile
or electronic mail on the same day.
(v) Implementation. Unless modified, implementation
of the terms and conditions of the arbitration award must [Arbitration Award shall] comply with §21.99 of this title
(relating to Approval of Arbitrated Agreements).
(w) Motions for reconsideration. No motions for reconsideration
of the proposal for award [Proposal for Award]
are permitted. Motions for reconsideration of the arbitration
award must be filed in accordance with [Arbitration Award
shall be filed pursuant to] §21.75 of this title (relating
to Motions for Clarification and Motions for Reconsideration).
§21.99.Approval of Arbitrated Agreements.
(a) Application. Any interconnection agreement resulting
from arbitration must [shall] be submitted to
the commission for approval and filed in the same proceeding within
30 days of the date of the presiding officer's arbitration award [Arbitration Award], unless otherwise provided. Following the
issuance of the presiding officer's arbitration award [Arbitration
Award] under §21.95 of this title (relating to Compulsory
Arbitration), the parties must [shall] jointly
file with the commission a copy of [ten copies of]
the final interconnection agreement, [with the commission's filing
clerk,] incorporating all contract language ordered by the presiding
officer. Any interconnection agreement submitted to the commission
for approval is a public record and no portion of the interconnection
agreement may be treated as confidential information under §21.77
of this title (relating to Confidential Material). The application
for approval of an arbitrated agreement must [shall]
be accompanied by:
(1) - (3) (No change.)
(b) Parties' comments. Any party wishing to file comments
on the interconnection agreement incorporating the contract language
ordered by the presiding officer as required in subsection (a) of
this section, must [shall] do so within five
calendar days following the filing of the application under subsection
(a) of this section. Any reply comments must [shall]
be filed within three calendar days of any initial comments.
(c) Commission approval. The commission will issue
its final decision on an agreement adopted by arbitration within 30 calendar days following the filing of the application under
subsection (a) of this section. The commission's final decision may
reject, approve, or modify the agreement, and will provide [with] written findings as to any deficiencies. If the commission
does not act to approve or reject the agreement adopted by arbitration
within 30 days after submission by the parties under subsection (a)
of this section, the agreement will [shall]
be deemed approved.
(d) Effective date. An interconnection agreement approved
by arbitration becomes effective within ten calendar days from [days after] the date that the commission's order approving the
interconnection agreement is signed by all commissioners [Commissioners] unless otherwise specified in the order approving
the agreement.
(e) Filing of agreement. Following the commission's
approval of the agreement, the parties to the interconnection agreement must [shall] file a copy of the complete agreement
with the commission [two copies, one unbound, of the complete
agreement, consistent with the commission's direction, with the commission's
filing clerk] within ten working days of the commission's decision.
The copy [copies shall] be clearly marked with
the control number for the proceeding and the language "Complete interconnection
agreement (as modified) and approved on (insert date)." Also within
15 working days of the approval of the agreement, the incumbent local
exchange company (ILEC) must [shall] post notice
of the approved interconnection agreement on its website in a
manner that is [in a separate,] easily identifiable[ area of the website]. The ILEC website must [shall
] provide a complete list of commission-approved [approved
] interconnection agreements, listed alphabetically by carrier,
including docket numbers and effective dates. In addition, the ILEC
website must [shall] provide a direct link to
the commission's website.
§21.101.Approval of Amendments to Existing Interconnection Agreements.
(a) Application. Any amendments, including modifications,
to a previously approved interconnection agreement must [shall] be submitted to the commission for review and approval.
Any one party to the agreement may file the application for approval
of the amendments, provided that all parties to the agreement seek
approval. The parties requesting approval must [shall]
file a copy with the commission [three copies of the
application with the commission's filing clerk and, when applicable,]
serve a copy on each of the other parties to the agreement as
applicable. An application for approval of an amended agreement must [shall] include:
(1) - (4) (No change.)
(b) Notice. The commission may require the parties
to the agreement to provide reasonable notice of the filing of the
agreement. The commission may require publication of the notice in
addition to direct notice to affected persons. At the commission's
discretion, direct notice may be provided by electronic mail or a
website, provided all affected persons are made aware of the website.
The commission will [shall] determine the appropriate
scope and wording of the notice to be provided.
(c) Proceeding.
(1) Administrative review. The commission delegates
its authority to the presiding officer to administratively approve
or deny any interconnection agreement amendments. Notice of approval
or denial will [shall] be issued within 15 days
of the filing of the application. If a notice of denial is filed,
the notice of denial without prejudice will [shall]
include written findings indicating any deficiencies in the agreement.
Amendments to interconnection agreements will [shall]
be administratively reviewed by the presiding officer unless the presiding
officer determines that a formal review of the amendments is appropriate in accordance with [pursuant to] paragraph (2) of
this subsection. At the presiding officer's discretion, approval can
be referred directly to the commission should the presiding officer
determine that there is an issue that is [issue(s)]
more appropriately decided by the commission that does not necessarily
require formal resolution.
(2) (No change.)
(d) Comments. An interested person may file comments
on the amended agreement by filing the comments with the commission's
filing clerk and serving a copy of the comments on each party to the
agreement within five days of the filing of the application. The comments must [shall] include the following information:
(1) - (3) (No change.)
(e) Issues. In any proceeding conducted by the commission in accordance with [pursuant to] subsection (c)(2)
of this section, the commission will consider only evidence and argument
concerning whether the agreement, or some portion thereof:
(1) - (3) (No change.)
(f) Authority of presiding officer. The presiding officer
has broad discretion in conducting the proceeding, including the authority
given to a presiding officer under [pursuant to]
§22.202 of this title (relating to Presiding Officer) and [pursuant
to] §21.95 of this title. Discovery is [shall
be] governed by §21.95(k) of this title. In addition, the
presiding officer has broad discretion to ask clarifying questions
and to direct a party or a witness to provide information, at any
time during the proceeding, as set out in §21.95(q) of this title.
(g) Effective date. Any amendment to an existing interconnection
agreement is [shall become] effective upon issuance
by the commission of a notice of approval.
(h) Formal approval. When an amendment to an existing
interconnection agreement is subject to the formal review process
as proposed in subsection (c) of this section, the commission will
issue its final decision on the amendment within 90 days following
the filing of the application. The commission may reject, approve,
or modify the amendment, or the commission may remand the agreement
to the presiding officer for further proceedings. If the commission
rejects the amendment, the final decision will [shall]
include written findings indicating any deficiencies in the amendment.
(i) Filing of agreement. If the presiding officer approves
the amendments to the agreement, the parties to the agreement must [shall] file a copy [two copies, one unbound,]
of the complete amended interconnection agreement with the commission's
filing clerk within ten working days of the presiding officer's decision.
The filed copy must [copies shall] be clearly
marked with the control number assigned to the proceeding and the
language "Amended interconnection agreement as approved (or modified
and approved) on (insert date)." Within [Also within]
15 working days of the approval of the agreement, the incumbent local
exchange company (ILEC) must [shall] post notice
of the approved interconnection agreement on its website in a separate,
easily identifiable area of the website. The ILEC website must [shall] provide a complete list of approved interconnection agreements,
listed alphabetically by carrier, including docket numbers and effective
dates. In addition, the ILEC website must [shall]
provide a direct link to the commission's website.
§21.103.Approval of Agreements Adopting
Terms and Conditions in accordance with [Pursuant
to] Federal Telecommunications Act of 1996 (FTA) §252(i).
(a) Application. Under the Federal Telecommunications
Act of 1996 (FTA) §252(i), a local exchange carrier must [shall] make available within 15 working days of receipt of request,
any interconnection, service, or network element provided under a
previously approved interconnection agreement to which it is a party
to any other requesting telecommunications carrier upon the same terms
and conditions as those provided in the agreement. Any agreement adopting
terms and conditions of a previously approved interconnection agreement in accordance with [pursuant to] FTA §252(i) must
[shall] be submitted to the commission for review
and approval. Any or all of the parties to the agreement may file
the application for approval. The parties requesting approval must [shall] file a copy [three copies] of the
application with the commission's filing clerk and[, when applicable,
] serve a copy on each of the other parties to the agreement as
applicable. An application for approval of an agreement adopting
terms and conditions in accordance with FTA §252(i) must [pursuant to FTA §252(i) shall] include:
(1) - (4) (No change.)
(b) Provisions incorporated from §21.101 of this
title (relating to the Approval of Amendments to Existing Interconnection
Agreements). Applications for approval filed under this section will
[shall] be processed according to the following
provisions of §21.101 of this title, which are incorporated by
reference into this section: §21.101(b), (c), (d), (e), (f), and (g).
The agency certifies that legal counsel has reviewed the proposal and found it to be within the state agency's legal authority to adopt.
Filed with the Office of the Secretary of State on May 23, 2024.
TRD-202402334
Adriana Gonzales
Rules Coordinator
Public Utility Commission of Texas
Earliest possible date of adoption: July 7, 2024
For further information, please call: (512) 936-7322
Statutory Authority
The amendments are proposed under Public Utility Regulatory Act (PURA) §14.001, which grants the commission the general power to regulate and supervise the business of each public utility within its jurisdiction and to do anything specifically designated or implied by this title that is necessary and convenient to the exercise of that power and jurisdiction; §14.002 and §14.052, which authorizes the commission to adopt and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure; §14.0025, which requires the commission to develop and implement a policy to encourage the use of alternative dispute resolution; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq. which governs interconnection agreements entered into by telecommunications carriers and local exchange carriers.
Cross Reference to Statute: Public Utility Regulatory Act §§14.001, 14.002, 14.0025, 14,052; and the Federal Telecommunications Act of 1996, 47 U.S.C. §151, et. seq.
§21.123.Informal Settlement Conference.
(a) Filing a request. Either party to an interconnection
agreement may request an informal settlement conference by filing
[ten copies of] a written request with the commission and,
on the same day, delivering a copy of the request either by hand delivery, electronic mail, or by facsimile to each party, including the
[other] party [(respondent)] to the interconnection
agreement from which the dispute arises. The written request should include:
(1) - (4) (No change.)
(b) The settlement conference. The commission staff
conducting the informal settlement conference will [shall
] notify the parties of the time, date, and location of the
settlement conference[,] which, if held, will [shall] be held no later than ten working days from the date
the request was filed. The commission staff may require each
party [the respondent] to file a response to the
request. The parties should provide the appropriate personnel with
authority to discuss and to resolve the disputes at the settlement
conference. If the parties are in disagreement as to the need for
a settlement conference, the presiding officer may deny the request
for good cause.
(c) Conduct. The settlement conference will [shall] be conducted as an informal meeting [informal
meetings] and will not be transcribed. Only parties to the interconnection
agreement may participate as parties to the settlement conference.
(d) Results of settlement conference. The settlement
conference may result in an agreement on the resolution of the dispute
described in the request. If an agreement is reached, the agreement
will be binding on the parties. If [In the event that]
the parties do not reach an agreement as a result of the settlement
conference, either party may utilize other procedures for dispute
resolution provided in this subchapter. The commission staff conducting
the informal settlement conference may participate in a subsequent
dispute resolution proceeding involving the parties to the informal
settlement conference.
(e) Both formal dispute resolution and informal settlement
request. In the event a party negotiating a request for interconnection,
services, or network elements under the Federal Telecommunications
Act of 1996 (FTA) has requested both formal dispute resolution and
an informal settlement conference, the informal settlement conference
will precede formal dispute resolution. If agreed to by both parties,
any procedural deadlines applicable to formal dispute resolution will
be tolled for the duration of the informal settlement proceedings,
including time needed for commission approval of an informal settlement
agreement. To the extent parties do not settle all matters at issue
in the informal settlement conference, the formal dispute resolution
proceeding will [shall] not be initiated until
the parties jointly file an update of unresolved issues and a revised
procedural schedule.
§21.125.Formal Dispute Resolution Proceeding.
(a) Initiation of formal proceeding. A formal proceeding
for dispute resolution under this subchapter will commence when a
party files a petition with the commission and, on the same day, delivers
a copy of the petition either by hand delivery, electronic mail, or
by facsimile to each party, including the other party [(respondent)
] to the interconnection agreement from which the dispute arises
(respondent).
(1) The petition must [shall]
comply with §21.33 of this title (relating to Formal Requisites
of Pleadings and Documents to be Filed with the Commission). The petition must [shall] include:
(A) (No change.)
(B) a description of the parties' efforts to resolve their differences by negotiation, such as through an informal settlement conference in accordance with §21.123 of this title (relating to Informal Settlement Conference);
(C) - (G) (No change.)
(2) (No change.)
(3) The commission will [shall]
perform a sufficiency review of a petition. To the extent that a petition
is determined to be insufficient, the commission will [shall
] file a notice of insufficiency within five working days of
receipt of the petition. In the absence of a notice of insufficiency,
the petition will [shall] be presumed sufficient.
(4) Where a request for formal dispute resolution found
insufficient, the presiding officer may consider dismissal without
prejudice in accordance with [pursuant to] §21.67
of this title (relating to Dismissal of a Proceeding) and order the
party to refile.
(b) Response to the petition. Unless §21.127 or
§21.129 of this title apply, the respondent must [shall
] file a response to the petition within ten days after the
filing of the petition. On the response filing date, the respondent must [shall] serve a copy of the response on the
petitioner. The response must [shall] specifically
affirm or deny each allegation in the petition. The response must [shall] include the respondent's position on each issue in dispute,
a cross-reference to the area or areas of the parties' most current
interconnection agreement, identified by docket number, applicable
or pertaining to the issue in dispute, and the respondent's proposed
solution on each issue in dispute. In addition, the response also must
[shall]:
(1) - (2) (No change.)
(c) Reply to response to complaint. Unless §21.127
or §21.129 of this title apply, the petitioner may file a reply
within five working days after the filing of the response to the petition
and serve a copy on respondent on the same day. The reply must [shall] be limited solely to new issues raised in the response
to the petition.
(d) Provisions incorporated from §21.95 of this
title (relating to Compulsory Arbitration). Except as specified otherwise
in this subchapter, the following provisions of §21.95 of this
title are incorporated by reference into this subchapter: §21.95(c)-(i) and (k)-(r) [, (d), (e), (f), (g), (h), (i), (k),
(l), (m), (n), (o), (p), (q), and (r)], except that any discovery
schedule must [shall] take into consideration
the 50-day deadline in subsection (g) of this section.
(e) Number of copies to be filed. Unless otherwise
ordered by the presiding officer, parties must file a copy of
each pleading [shall file ten copies of pleadings]
subject to this subchapter with the commission.
(f) (No change.)
(g) Notice and hearing. Unless §21.127 or §21.129
of this title apply, the presiding officer will hold [shall
make arrangements for] the hearing to address the petition[,
which shall commence] no later than 50 days after filing of
the complaint. If the parties' joint procedural schedule sets a hearing
more than 50 days after the filing of the petition, then approval
of the joint procedural schedule will [shall]
be conditioned upon the parties filing a joint waiver of the 50-day
deadline. The presiding officer will [shall]
notify the parties, not less than 15 days before the hearing, of the
date, time, and location of the hearing. The hearing will [shall] be transcribed by a court reporter designated by the
presiding officer.
(h) Authority of presiding officer. The presiding officer
has broad discretion in conducting the dispute resolution proceeding,
including the authority given to a presiding officer in accordance
with [pursuant to] §22.202 of this title (relating
to Presiding Officer) and in accordance with [pursuant
to] §21.95 of this title (relating to Compulsory Arbitration).
The presiding officer also has [shall also have]
the authority to award remedies or relief deemed necessary by the
presiding officer to resolve a dispute subject to the procedures established
in this subchapter. The authority to award remedies or relief includes[, but is not limited to,] the award of prejudgment interest,
specific performance of any obligation created in or found by the
presiding officer to be intended under the interconnection agreement
subject to the dispute, issuance of an injunction, or imposition of
sanctions for abuse or frustration of the dispute resolution process
subject to this subchapter and Subchapter D of this chapter (relating
to Dispute Resolution), except that the presiding officer does not
have authority to award punitive or consequential damages.
(i) (No change.)
(j) Prefiled evidence and witness [evidence/witness
] list. The arbitrator must [shall] require
the parties to file a direct case and a joint Decision Point List
(DPL) on or before the commencement of the hearing. The arbitrator must
[shall] require the parties to file their direct
cases under the same deadline. The prepared direct case must [shall] include all of the party's direct evidence, including
written direct testimony of all of its witnesses and all exhibits
that the party intends to offer. The DPL must [shall]
identify all issues to be addressed, the witnesses who will be addressing
each issue, and a short synopsis of each witness's position on each
issue. Except as provided in §21.77 of this title (relating to
Confidential Information), all materials filed with the commission
or provided to the arbitrator must [shall] be
considered public information under the Texas Public Information Act
(TPIA), Texas Government Code, §552.001, et seq.
(k) Arbitration award [Award].
(1) The presiding officer will [shall] endeavor to issue a final decision on the dispute resolution within 30 days after the filing of any post-hearing briefs in the dispute resolution proceeding. If no post-hearing briefs are filed, the presiding officer will [shall] endeavor to issue a final decision within 30 days of the close of the hearing.
(2) The arbitration award will [Arbitration Award shall] be filed with the commission as a public record and will [shall] be mailed by first-class mail to all parties of record in the dispute resolution proceeding. On
the same day that the arbitration award [Arbitration
Award] is issued, the presiding officer will [shall
] notify the parties in writing by electronic
mail or facsimile that it has been issued. If the decision involves
9-1-1 issues, the presiding officer will [shall]
also notify the Commission on State Emergency Communications [(CSEC)
] by facsimile on the same day.
(3) The arbitration award will [Arbitration
Award shall] be based upon the record of the dispute resolution
hearing, and will [shall] include a specific
ruling on each of the disputed issues presented for resolution by
the parties. The presiding officer may agree with the positions of
one or more parties on any or all issues or may offer an independent
resolution of the issues. The presiding officer is the judge of whether
a party has met their burden of proof. The presiding officer may provide
for later implementation of specific provisions as addressed in the
presiding officer's decision. The decision may also contain the items
addressed in §21.95(t)(1) to the extent deemed necessary by the
presiding officer to explain or support the decision.
(4) Within five working days from the date the arbitrator's
decision is issued, any commissioner may place the presiding officer's
decision on the agenda for the next available open meeting. The decision will [shall] be stayed until the commission affirms
or modifies the decision, but such stay will [shall]
not stay any order of interim relief already in effect in the proceeding
(5) If no commissioner places the arbitrator's decision
on the open meeting agenda within five working days, the arbitrator's
decision is final and effective on the expiration of that fifth working
day. The arbitrator must [shall] notify the
parties when the arbitrator's decision is deemed final under this paragraph.
(l) Filing of agreement. Where modifications are ordered,
the parties to the interconnection agreement must [shall]
file in the same docket a copy [number, two copies,
one unbound,] of the complete agreement with the filing clerk
within five working days of approval. The copy must [copies
shall] be clearly marked with the control number assigned to
the proceeding and the language "Complete interconnection agreement
as approved (or modified and approved) on (insert date)." Also within
15 working days of the approval of the agreement, the incumbent local
exchange company (ILEC) must [shall] post notice
of the approved interconnection agreement on its website in a manner
that is [separate,] easily identifiable [area
of the website]. The ILEC website must [shall]
provide a complete list of commission-approved [approved]
interconnection agreements, listed alphabetically by carrier, including
docket numbers and effective dates. In addition, the ILEC website must
[shall] provide a direct link to the commission's website.
(m) Motions for reconsideration. Motions for reconsideration are [shall be] governed by §21.75 of this title
(relating to Motions for Clarification and Motions for Reconsideration).
The agency certifies that legal counsel has reviewed the proposal and found it to be within the state agency's legal authority to adopt.
Filed with the Office of the Secretary of State on May 23, 2024.
TRD-202402335
Adriana Gonzales
Rules Coordinator
Public Utility Commission of Texas
Earliest possible date of adoption: July 7, 2024
For further information, please call: (512) 936-7322